STX Fixed Income B.V.

STX Fixed Income B.V. is licensed and regulated by the Dutch Financial Markets Authority (AFM) and Dutch Central Bank (DNB) under license number 14003569. STX Fixed Income complies with and acts in accordance with all applicable Anti-Money Laundering and MiFID legislation. We meet all standards for financial solidity and stability as set by DNB.

For the avoidance of doubt, STX Fixed Income B.V. is a separate legal entity from STX Services B.V. The latter is active in non-regulated products only and it is therefore not possible for STX Services B.V. to become regulated under the AFM and DNB. Thus, STX Services B.V. is not regulated by these authorities.

STX Services B.V.

STX Services B.V. is active only in non-regulated products and it is therefore not possible to become regulated under the Dutch Authority Financial Markets (AFM).

Companies regulated under AFM have to comply to the “Wwft” (Wet ter voorkoming van witwassen en het financieren van terrorisme or Act on the prevention of money laundering and the financing of terrorism). Although STX does not qualify as an institution defined in the Wwft, we have decided to follow the Wwft voluntarily. Thereby we follow the most strict criteria for Customer Acceptance policy.

STX Services B.V. is a separate legal entity from the related company STX Fixed Income B.V. The latter is regulated by the Dutch authorities (Authority Financial Markets and Dutch Central Bank). For the avoidance of doubt, STX Services B.V. is not regulated by these authorities.